Senior Vice President and Chief Risk and Compliance Officer
Ned Montenecourt, CRCP is Senior Vice President and Chief Risk and Compliance Officer at Phoenix American. He is responsible for managing all aspects of the firm’s risk and compliance framework as well as helping to hone the firm’s business strategy. He has vast experience designing, building and implementing risk control programs at financial services entities ranging from start-ups to large public institutions. His expertise centers on systems integration, supervisory controls, process automation, regulatory training, regulatory and audit exam management and operational risk.
Previously Ned was the Chief Compliance Officer for BlackRock’s Distribution and Execution entities. Prior to his time at BlackRock Ned held executive compliance and risk roles at Bank of America/Merrill Lynch and Deutsche Bank in NY. He has a BS and BA, Finance and Architecture, from Lehigh University and is a graduate of the CRCP Executive Education Program in conjunction with FINRA from University of Pennsylvania – The Wharton School Executive Program.